disclosure channels of dividend payment via national newspapers by allowing such information to be disseminated through channels that investors can easily access at no extra costs to them, for instance, the
information related to SRI Funds easily and comprehensively. SRI Funds are mutual funds with investment policies that emphasize sustainable business practices in accordance with sustainability-related
policy and internal control . This is to https://www.sec.or.th/EN/Pages/AboutUs/SECBoard.aspx English (United States) meetings more easily and promote the exercise of voting rights to control , monitor and
employee’s membership is terminated or beneficiary that can be easily contacted (in the case where the member requests for depositing his money in the fund) (a.6) contribution rate and benefit (a.7) cause of
specified in the prospectus in order to prevent late trading that may have unfairly benefit to other unitholders. 3.2 Investment Management System Objective A management company shall have an investment
on May 2013. It was simplified for users to easily understand and was adjusted to be applicable for Thai listed companies. The main questionnaires in the evaluation form are classified into 5
. • Existing “information asymmetry” problem and agency costs. • Conflicts in the contracts between shareholders & bondholders • From managers’ views (acting on shareholders’ behalf), creditors benefit more
be collected from certain types of transactions that are currently not subject to any fee. In addition, the rates of fee should be easily applied under the principle of ease of doing business, for
and manage investors’ investment portfolio? What are the roles of the “Finfluencer” in providing quick and easily accessible advice? How can regulators employ technologies to monitor and protect
easily-accessible contact channels for the provident fund members to request advice. Moreover, the proposed revised regulations would abolish certain kinds of reports of the investment management