Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Rules for Being Settlor and Trustee of Real Estate Investment Trust
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)
.pdf of doubt, the eligible fund types under paragraph 7(a) of this circular also include funds of (i) listed real estate investment trusts; (ii) listed property funds; (iii) listed infrastructure funds
of doubt, the eligible fund types under paragraph 7(a) of this circular also include funds of (i) listed real estate investment trusts; (ii) listed property funds; (iii) listed infrastructure funds, or
. 2. Proportion of IPO shares being allocated Sponsors: not more than 15 percent of the total number of IPO shares may be allocated to sponsors RP and staff of the company and subsidiary: n ot more
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service