Initiative, as submitted in their activity reports to the SEC, are a means of imparting financial and investment knowledge to the public apart from the businesses’ normal product sales practices. The
operators and provide investors with quality, diverse and widespread services; (2) Shareholders? meeting: allowing a shareholders? meeting of a listed company to be held pursuant to the SEC's order and upon
a means of imparting financial and investment knowledge to the public apart from the businesses’ normal operations. Such activities were conducted in various formats, including production and
diverse nature of the PF business, and maintain standards and quality of the business for the best interest of clients. The SEC conducted an initial hearing on the principles for amending the PF rules in
, along with increasing service channels to accommodate more diverse needs such as ‘ Shop4U’ ( a personal assistant service that enables customers to shop for products and services without having to visit
investors to invest in a diverse range of securities products. By requiring that all types of securities offering to high net worth investors be proceeded through intermediaries, the proposed revision would
changing market environments.The proposed key changes include (1) adjustment of position risk calculation, (2) inclusion of diverse financial instruments such as equity, debts, investment units and trusts in
Limited Hong Kong, which specialized in a diverse range of investment products and financial services for alien expatriates and residents in Hong Kong, Moscow, Shanghai and Bangkok. The aforesaid person had
advice of PFS to make investments. Furthermore, PFS advertised on www.fsplatinum.com that PFS was the administration office of Platinum Financial Services Limited Hong Kong, which specialized in a diverse