Section 112 Securities and Exchange Act B.E. 2535 Section 112. In operating the business of securities brokerage, a securities company shall enter into a written agreement with the customers who
Section 112 Securities and Exchange Act B.E. 2535 Section 112. In operating the business of securities brokerage, a securities company shall enter into a written agreement with the customers who
subject to civil sanctions by the Civil Sanction Committee has disqualified him from becoming a director or executive of a securities company or a listed company as he is deemed to possess untrustworthy
such any legal entity or individual does not have any of the following disqualified characters: (a) in cases of legal entity: 1. not have financial condition which may cause damage, or have any other
1 -Translation- No. ECF2 046/2562 24 December 2019 Subject: Report of Resolution of Board of Directors' Meeting Re: (1) Disposal of Rights under Loan Agreement, Pledge Agreement and Memorandum of
holding the position of acting branch manager at the bank.** The SEC has therefore revoked the approval as an investment consultant, which consequently disqualified her from performing duties as capital
regulated person who is disqualified or fails to comply with professional conducts and standards. Such regulated person are as follows: - Financial Advisor and its supervisor - Auditor - Valuation Company and
agreement with NIHK 11/03/2020 08:51 Notification of Resolutions of the Board of Directors' Meeting to Enter into a service agreement with NSL 27/11/2019 18:35 Resolutions of the Board of Directors' Meeting
Transaction Concerning the Entering into Revolving Loan Agreement 21/12/2021 17:04 Report on the Information Memorandum Regarding the Connected Transaction Concerning the Entering into Credit Facility Agreement
COMPANY LIMITED Disclosure Business News ( 5 record(s) found) Date Time Heading Link 10/08/2022 19:13 Connected transaction: Renewal of a hotel management advisor agreement 09/08/2021 17:25 Connected