Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client's account for her own trading and illegal use of the client's assets. She
Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client?s account for her own trading and illegal use of the client's assets. She was
, she informed her client of the submission of trading orders to rectify trading orders of another person sent through incorrect type of account. Also, {A} admitted that she received trading orders from
Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual
Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own
suspended the approval for Patamavan as capital market auditor. However, she has resigned from the position since 22 March 2019. The SEC therefore will not accept her future application for approval as a
According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during 22 September 2017 – 24 February 2018, {A}, then a securities investment consultant at the
from Baht 3,615.0 million of 2017 or equivalent to 1.83%. Our major expense was costs of goods sold, a decrease of Baht 82.3 million from Baht 3,480.1 million of 2017 to be Baht 3,397.8 million in 2018
expenses were Baht 882.4 million, decreased by Baht 55.9 million from Baht 938.3 million of Q1/2018 or equivalent to 5.96%. Our major expense was costs of goods sold, a decrease of Baht 44.6 million from
goods sold, a decrease of Baht 61.3 million from Baht 3,397.8 million of 2018 to be Baht 3,336.5 million in 2019 or 1.81% decreased from last year’s which was higher than sales dropping rate reflecting