clearing and settlement related to or because of a client’s derivatives trading. The benefits, the controlling power or the financial support under Paragraph 1 may arise from an agreement, an understanding
. CJB Asia Co., Ltd., and Desktop Marketing Co.,Ltd. violated Section 301. The public prosecutor issued a prosecution order; however, the alleged offender has evaded the arrest and has been pursued for
regarding their Listed clients and if so, did this change the nature of services/fees charged? 11 Does the firm document its understanding with the client regarding the services to be performed by obtaining
regarding their Listed clients and if so, did this change the nature of services/fees charged? 11 Does the firm document its understanding with the client regarding the services to be performed by obtaining
ขอเชิญส่งนักวิเคราะห์การลงทุนเข้าร่วมอบรม หัวข้อ Understanding the impact of sustainability on the value and performance of companies; Integrating climate-related risks and opportunities into equity
risks to be of significance, which are: accessing to the information and computer system by an unauthorised person, an authorised person is unable to access to the information in the computer system in
risks to be of significance, which are: accessing to the information and computer system by an unauthorised person, an authorised person is unable to access to the information in the computer system in
to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users
computer operations are not compromised (ITGI, 2007) • Application controls are controls that are relevant to transactions and data pertaining to each automated application system and are specific to each
first bilateral memorandums of understanding designating multilateral cooperation for digital transformation of the Thai capital market in line with Thailand 4.0 Blueprint, on 27 May 2019 at the SEC