plan for liberalization of securities businesses and brokerage fees. These include encouraging market operators to upgrade their licenses to the full-service category and streamlining certain regulations
clientele of securities companies in preparation for the upcoming liberalization of securities businesses, the SEC Board has relaxed the rules governing the branch opening of securities companies by allowing
the upcoming competition after the liberalization of securities business license, the securities company shall use their judgement in specifying the appropriated office hours. So it’s deemed necessary
supporting competition upon liberalization of securities license.
-retail investors;2. Promoting competition/abolishing monopoly: The scheme involves liberalization of securities business licensing by 2012 and brokerage commission in full scale, in the same year (partial
investors; 2.? Promoting competition/abolishing monopoly: The scheme involves liberalization of securities business licensing by 2012 and brokerage commission in full scale, in the same year (partial
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prepared for the upcoming competition after the liberalization of securities business license in the future, this Notification is issued to determine the rules regarding permission to qualified securities