method, as well as to increase the trustworthiness in the identification and authentication process for onboarding customers that could boost the standard of performing e-KYC in the capital market. The
, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited characteristic in Group 1 under Clause 29; (2) having a record of
prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited
shall impose stricter sanctions to further ensure fairness and market reliability.
SEC Secretary-General Rapee Sucharitkul revealed that “independence of the auditor is a key factor in establishing the reliability of the financial reports. When the international standards on this
collaboration seeks to build confidence in the Thai capital market, ensuring widespread and fair benefits for all sectors with transparency and trustworthiness. The discussions also covered topics that the SEC
Abbreviation Company Name Website PINE PINE WEALTH SOLUTION SECURITIES CO.,LTD. https://www.pinewealthsolution.com/ JUST ASSET MANAGEMENT CO.,LTD. https://www.justam.co.th BLUEBELL BLUEBELL SECURITIES CO.,LTD
to invest diversely. They can invest in equity securities, debt instruments and alternative assets. Investing in SSF units offers an alternative, especially for those who have just started their
stakeholders to integrate just transition factors into investment policies. Define a decarbonization strategy for all high- emitting sectors and portfolio asset classes. aligns with a net zero target; includes
prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited