the use of program trading/ high-frequency trading. The participants also discussed approaches towards developing and improving the securities industry according to international standards. This
unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing
available to the public as open data. The frequency of submitting the pooled fund data report to the SEC would align with the submission of the pooled fund factsheet. The consultation paper is available on
of Auditor’s Report Form (Form 61–4); (2) Reducing the frequency of the preparation and submission of reports and financial statements of venture capital management companies to once a year
of non-compliance with the firm’s system of quality control. (c) conclusions drawn (d) deficiencies noted: type and frequency (e) remedial action proposed, including training (f) changes to control
activities and provide quality services? This includes: (a) What channels and methods are used? (b) What is the frequency of communication? (c) How does the firm ensure appropriate communication for the
frequency of submitting the pooled fund data report to the SEC would align with the submission of the pooled fund factsheet. The consultation paper is available on https://www.sec.or.th/TH/Pages
Microstructure • Market Capitalization = 61.0% • Trading Value = 57.9% 7 Call Auction Distribution Morning Call Time Frequency % 9:55 – 9:56 8104 20.9% 9:56 – 9:56 8251 21.3% 9:57 – 9:56 7319 18.9% 9:58 – 9:56
culture to the personels? Please describe the communication methods and frequency which the firm's leader communicates within the firm regarding audit firm culture. &1#&"Tahoma"&12&KC0C0C0SEC Classification