case, investors should check the records of transaction confirmation regularly to make sure that they are properly issued by the securities companies in charge. In case of suspicious incidents
associated with digital assets. The SEC recommends that anyone interested in trading digital assets study information and all associated risks carefully and make sure that they are capable of accepting the
Work System, Contact with Investors and General Business Operation of Trustees
Thavaramara said: ?Investors are strongly advised to monitor their trading transactions and money transfers, and make sure to transfer money directly to the account of the responsible intermediaries only. Also
other persons from using their accounts to trade securities without their knowledge, and make sure that the documents of transaction confirmation are issued by the securities companies in charge. In
investment scams. Also, further collaboration with Meta (Thailand) – the service provider of Facebook and Instagram platforms, and LINE (Thailand) is in progress to make sure that fraudulent activities will be
other past behaviors demonstrating inappropriateness for acting as capital market business personnel. Investors are strongly advised to always verify transaction confirmation documents to make sure
accounts regularly to prevent other persons from using the accounts to trade securities without the investors’ authorization. Besides, transaction conformation documents must always be monitored to make sure
inquiries please contact Tel. +66 1207 or e-mail: info@sec.or.th หรือไปยังหน้าเว็บของสำนักงาน ก.ล.ต. ด้านล่าง SEC Website Facebook sec.or.th ติดต่อเรา Contact Us ยื่นแบบรายงาน ยื่นคำขอ
of directors and executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for