of Executive Profile of Securities Company 16. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by
LIMITED Disclosure Business News ( 3 record(s) found) Date Time Heading Link 05/04/2021 17:02 BDM 1/2021 resolution, Annual cash dividend, Connected transaction, Changing a company director, AIE-W2
, without or not complying with an order or consent given in writing by the client or any person authorized in writing by the client. Clause 6 A derivatives broker shall take actions as necessary in order for
with an order or consent given in writing by the client or any person authorized in writing by the client. Clause 6 A derivatives broker shall take actions as necessary in order for a client to obtain
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of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3
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178,713,420.36 31,807,149.07 1,643,024.07 2 5 Offences/Year 2023 Signed a Letter of Consent Filing a lawsuit to the Civil Court Director of Company Unfair Securities Trading Activities *This offense was committed