recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download
financial statement of CGD for five consecutive years. The rectified audited financial statements for the year 2013 was later filed with the SET and the SEC Office on November 12, 2014 and November 13, 2014
necessary, the SEC Office upon approval of the SEC may revise or modify the operating plan; in such regard, the provision in the first paragraph shall be applicable, mutatis mutandis. The operating plan of
baht; (4) the investment limit is set at no more than 1 million baht for each retail investor, equity and debenture combined, in 12 consecutive months, up from no more than 500,000 baht in 12
underwriter to issue 4 consecutive quarterly research papers after the initial public offerings process to provide the public adequate and ongoing information for investment decision making. The SEC is seeking
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
reappointed but not for more than two consecutive term. Currently, the CMSB comprises as follows: The Capital Market Supervision Board Members (19 November 2009 - Present) SEC
reappointed but not for more than two consecutive term. Currently, the CMSB comprises as follows: The Capital Market Supervision Board Members (19 November 2009 - Present) SEC
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk