clients’ assets. Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s rights over assets, without or not complying
clients’ assets. Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s rights over assets, without or not complying
baht; (4) the investment limit is set at no more than 1 million baht for each retail investor, equity and debenture combined, in 12 consecutive months, up from no more than 500,000 baht in 12
underwriter to issue 4 consecutive quarterly research papers after the initial public offerings process to provide the public adequate and ongoing information for investment decision making. The SEC is seeking
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
reappointed but not for more than two consecutive term. Currently, the CMSB comprises as follows: The Capital Market Supervision Board Members (19 November 2009 - Present) SEC
reappointed but not for more than two consecutive term. Currently, the CMSB comprises as follows: The Capital Market Supervision Board Members (19 November 2009 - Present) SEC
quarter last year. This is a consequence of altering the administration and management of projects to suit the work schedule. The changes are as follows: Cost of contract work amounts to Baht 210 million; a
last 7 consecutive business days but not more than the last 15 consecutive business days before the date of the offer price. In this regard, the date of the offer price shall be any of the following days
maintain a capital adequacy ratio of no less than 200% and attain no less than three latest consecutive calendar years of net profits, (2) revising the timeframe for corrective actions by REIT managers