accounting standards and the internal control environment. - Whether the client is aggressively concerned with maintaining the firm’s fees as low as possible. - Indications of an inappropriate limitation in
differed from what was discussed with the SEC or existed during a different timeframe from the time when the SEC considered the matter. Such use is considered to be for wrong purposes. Therefore, the SEC
total number of the shareholders present at the meeting and having voting rights, excluding the votes of shareholders having an interest in the matter. The company is required to disclose the information
, the Office of the Securities and Exchange Commission, the SET, financial institutions, and any concerned persons or entities relating to the Master Service Agreement and the Business Development
filed a criminal complaint with the ECD Police in this matter for further proceedings. At this regard, any person suffering damage from investment with such company or persons should contact the ECD
period, as previously issued, included a qualified opinion, a disclaimer of opinion, or an adverse opinion and the matter which gave rise to the modification is unresolved ( 2.3.1 corresponding figures are
January 27, 2014.As the purchase price is higher than the tender offer price, it caused unfair treatment among EIC shareholders. The SEC proposed this matter to the Sub-Committee on Business Takeovers for
settlement on October 20th, 2017 at the Land Office where the lands are located. 4. Party concerned and Details of Acquisition of Assets ▪ Buyer : O.C.C. Public Company Limited ▪ Seller : Mr. Jirawat
consideration the supervisory costs, industry competitiveness, burdens to intermediaries, and simplified methods of fee calculation. The two draft notifications regarding the aforesaid matter are expected to come
SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with