manipulating the share price of Focus Development and Construction Plc. (FOCUS). An SEC investigation on the trading of FOCUS shares during October 5-29, 2004, right after the securities got listed on the

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

SCB ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 08/12/2020 - 22/12/2020

account of manipulating the share price of Chai Watana Tannery Group Public Company Limited (CWT). Following the referral from the Stock Exchange of Thailand regarding the irregular trading of CWT

manipulating the share price of Chai Watana Tannery Group Public Company Limited (CWT) and failing to report the acquisition and disposition of such shares to the SEC for the amounts of 500,000 baht and

Bangkok, June 20, 2012 ? The Settlement Committee has imposed a fine of 80,995,415.67 baht on Prasong Suviwattanachai for manipulating share price of Unique Engineering and Construction PLC (UNIQ

Bangkok, December 20, 2012 ? The Settlement Committee yesterday imposed a total fine of 5,087,214.99 baht on Pimpa Chivapornthip and Nophadol Arayakul for manipulating share price of Salee Industry

Luangwaykin and Tanakorn Ritthibunlue in the amount of 500,000 Baht each for manipulating share price of Asia Metal PLC (AMC). With a referral from the Stock Exchange of Thailand on irregular trading of AMC