capital market are complicated and finding the evidence is difficult, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the
corporate bond business that is usually subject to high costs and time-consuming, complicated processes. The DLT platform can reduce costs and increase efficiency, transparency and competitiveness of
) Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2) Reviewing regulations to be up-to-date and consistent with other regulations on other types
extended to 7 business days as from receiving complete information to reflect need to work on more detailed and complicated information. The consultation paper is available on www.sec.or.th. Stakeholders and
the clarification through the SET Electronic Information System within seven days. SEC Secretary-General Rapee Sucharitakul said: "Managing timely debt repayment is a serious matter. Earlier this year
attend the shareholders? meetings and exercise their voting right to protect their own interest.?The following information provided in the prospectus shuould be taken into serious consideraton, namely (1
-71 of TCMA, this sanction is imposed to a Trustee and its director, manager or person responsible for the operation. The affected person is entitled to file an appeal within 15 days. The more serious
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have