portal approval, an applicant must have the same qualifications and work systems required for equity crowdfunding, and must also have a system for assessing credit worthiness and risks of the debt
Commission (SEC) on this exciting engagement on the topic of assessing the landscape of Thai securities businesses after COVID-19 and under digital disruption. This assignment is timely for the SEC to
asset market. The SEC is therefore conducting a public hearing on the proposed amendments. The major changes to be introduced are as follows: (1) Specifying the process of SEC Office in assessing
risks to improve data availability? Risk Management a) Risk identification and assessment processes: Describe process of identifying and assessing climate-related risks, also for each product and
that can serve as a foundation for assessing the operational risk to nature. Among them, the TNFD framework stand out as a suitable starting point. The Task Force on Nature-Related Financial Disclosures
internationally used in assessing corporate governance standards.In conjunction with the I Code launch, the SEC and eight other regulatory bodies and institutional investors have officially declared mutual
and comparable sustainability disclosures across jurisdictions, it is assessing the feasibility of adopting IFRS Sustainability Disclosures Standards, taking into account each jurisdiction’s own legal
assessing the listed companies using the public information which can be accessed by all investors. There is a peer review process to ensure the assessment standards across countries. ASEAN CG Scorecard in
financial institutions, e.g. IASB, FASB Financial Accounting, TCFD and ESG 23 1. Board oversight of climate-related risks & opportunities 2. Management role in assessing climate- related risks & opportunities
: describe management’s role in assessing and managing climate-related risks and opportunities Fiduciary duty: clients rely on reporting/information from asset managers to understand how climate-related risks