) …….. ………… ……………….. …………….. ……….. …….. ………… ……………….. …………….. ……….. …….. ………… ……………….. …………….. ……….. The company has already examined the curriculum vitae of the persons above, O thereby certifies that the persons applied for approval to be executives possess all qualifications without any prohibited
higher of CISA or CFA or CFP new curriculum.3 ✓ Except those having passed CISA Level 1 or higher. 3 Passed the Financial Risk Manager (FRM) examination. Local or foreign organization for a total period of
capital markets in this region the curriculum for capacity building. The promotion of capital market as an alternative financing channel for business of all types and sizes will be carried on along with the
approval term, considering the graduation year, in either one of the following fields: (i) Business administration, finance, accounting or economics; (ii) Any field with at least half of the curriculum
at least half of the curriculum comprising courses on finance, investment, accounting or economics. 3. Maintenance of status 3.1 Being securities firm executive or mutual fund manager or private fund
, finance, accounting or economics; (ii) Any field with at least half of the curriculum comprising courses on finance, investment, accounting or economics. 3. Maintenance of status 3.1 Being securities firm
greater investment alternatives. In addition, the SEC Thailand Academy will be initiated to offer the capital markets in this region the curriculum for capacity building.The promotion of capital market as
the application date. ✓ Only an examination on derivatives is required except those having passed Level 2 or higher of CISA or CFA or CFP new curriculum.4 ✓ Except those having passed CISA Level 1 or
one half of the curriculum, based on number of subjects studied, comprising courses on finance, investment, accounting or economics.