the goals and policies adopted by their home government. Robustness in engagement asks: applying Benchmark expectation • The Benchmark is a useful engagement tool as it allows investors to rapidly

expectation.  An associated company, Krungthai ZMICO, has implemented BCP plan and required most employees to work from home, with no interruption to its brokerage business operation. The COVID-19 pandemic has

, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to communicate with clear and reliable information, and without misleading information. SEC Act

(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee

procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for

SEC Thailand, as the host of the 30th ASEAN Capital Markets Forum (ACMF) on 18 March 2019, and other ASEAN regulators endorsed the Roadmap on ASEAN Sustainable Capital Markets to provide clear

recent suspension of all Baht and cryptocurrency withdrawals. The e-form aims to further facilitate the affected investors’ submission of information and the SEC’s collection of clear and accurate facts

to ensure clear and equitable treatment of shareholders. The meeting was held at the SEC Building on 8 December 2023.    

comments on proposed subordinate regulations under the Emergency Decree on Special Purpose Juridic Persons for Securitization B.E. 2540 (1997) (SPV Act)* to provide private sectors with clear guidelines for

trigger fund rules require that intermidiaries disclose clear information with regard to commission fees, product features and risk warnings. For example, the information that the trigger point is not a