.? _________________________ *The Notifications of the Capital Market Supervisory Board regarding Rules on Capital Market Personnel relevant to these cases are: (a) Panita violated Clause 20(1) and Clause 20(2) of the
the date on which the names of shareholders entitled to subscribe for the newly issued preferred shares in proportion to their shareholdings are determined (Record Date), i.e. on January 26, 2018, and
, switching and transferring investment units and signed two clients? names. In case of the first client, Thanjira signed the client?s signature to request a change of the client?s contact information to her
(IA) business undertakings. In this regard, Thai business operators have to inform the SEC of the names of such foreign personnel in advance and determine the term for their provision of advisory
have been neither filed for approval nor existed on the list of SEC-approved digital assets. Therefore, investors are advised to be careful when receiving information or solicitation to invest in such
. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for
activities on various platforms. A total of 202 accounts have been reported, with 192 on Facebook, 1 on Instagram, and 9 on LINE (as of 30 November 2023). Upon receiving these tips, the SEC coordinated with
aimed to establish a mechanism that increases opportunities for women to be selected as corporate board members. Those women who have completed the DCP training course will have their names listed on the
2005. Debt Market In comparison with the stock market, the Thai debt market is likely to be less positive in 2005. The anticipated increase in inflation and a trend of rising interest rates in the US are
and below-ground characteristics of the natural forest are still present. In boreal and north temperate forests which are naturally composed of only one or few tree species, a combination of natural and