financial status may cause damage or having any circumstance which indicates an ongoing financial problem; (3) there is no reasonable grounds to believe that there is a defect or inappropriateness relating to
defect of internal control, compliance or information management system or having not been adjusting the systems thereof, unless having obtained exemption from the SEC Office. Clause 8 The granting
(8) having not been ordered by the SEC Office to adjust the defect of internal control, compliance or information management system or having not been adjusting the systems thereof, unless having
submitted application or the supporting documents or evidences have any defect or do not fulfill applicable requirements. The applicants shall provide an evidence that the application fee of THB 100,000 (VAT
evidences have any defect or do not fulfill applicable requirements. 41. The SEC will thereafter notify the result of the application assessment to a Hong Kong Covered Entity for offering, marketing and
and reporting of defect, efficiency and overall conditions of cloud service; (5) define clear roles and responsibilities of the cloud provider on the data backup, defect resolution process, service
subsequently found certain defect in the qualifications or prohibited characteristics of the directors or lacking of appropriateness under Section 89/3. SECTION 89/6 An executive shall have qualifications and