Securities and Exchange Commission No. SorThor. 23/2549 Re: Calculation and Report of Net Liquid Capital Calculation _____________ By virtue of Section 109 of the Securities and Exchange Act B.E. 2535 (1992
and completeness of the daily net liquidity fund calculation report form ("Form Dor Jor. 1") at the time of the incident, was responsible for the operation of Bitazza. His failure to perform
and completeness of the monthly net capital calculation report form ("Form Dor Jor. 2") at the time of the incident, was responsible for the operation of Bitazza. His failure to perform the
not submitting the latest annual financial statements within the specified period, the SEC will calculate the annual fee based on the shareholders’ equity presented in the previous annual financial
calculate the limits for each investment policy instead of for each fund, except for the investment limits set out in Clause 54.” Clause 4. In calculating limits for additional investment in assets by
calculate the limits for each investment policy instead of for each fund, except for the investment limits set out in Clause 54.” Clause 4. In calculating limits for additional investment in assets by
, management company shall calculate the limits for each investment policy instead of for each fund, except for the investment limits set out in Clause 54.” Clause 4. In calculating limits for additional
subsidiaries collectively, as the case may be. The size of the transaction is equal to 12.52 percent which is calculated by the financial statement as of June 30, 2019. When calculate the Acquisition of Asset is
shall calculate the value of financial resources to ensure that it is adequate for the risks in accordance with the following rules by using the confidence level of not less than ninety-nine percent: (1
October 2004 (as amended) where the calculation of transaction size will be based on (1) the consolidated financial statements of the Company ended 30 September 2018 which were reviewed by the Auditor and