Dialogue Clarifies the “Investor Voice” ................................................................................................... 27 Considerations When Leading or Joining a Collaborative
” By Ms. Issaraphorn Voratavornviwat Research advisor: Assoc. Prof. Kanis Saengchote, Ph.D. Master of Science in Finance, Chulalongkorn Business School 29th November 2023 SEC Capital Market Symposium
(referred to in some jurisdictions as the “oppressed minority,” “appraisal” or “buy-out” remedy) give shareholders the right to have the company buy their shares upon the occurrence of certain fundamental
) Person in which the fund manager has held shares exceeding thirty percent of the total outstanding shares of such person (c.5) Person who is an investment advisor of the management company or the fund (c.6
. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office
, dealer, advisor, and fund manager. Those wishing to do derivatives businesses only in the OTC market can apply or register with the SEC as specified in the Derivatives Act. Approval will be made on the
attain our business goals. In the third quarter of 2017, KBank and subsidiaries reported a net profit of Baht 9,473 million, an increase of Baht 487 million, or 5.42 percent over-quarter. The increase
ตอบแทนของกองทุนอ่ืนๆ ท่ีมีนโยบายการลงทุน ใกล้เคียงกนัอย่างมีนัยส าคญัหรือติดต่อกันเป็นระยะเวลานาน หรือผลตอบแทนของกองทุนต่างประเทศ ดงักล่าวต ่ากว่าตวัช้ีวดั (Benchmark) ร้อยละ 5 ต่อปีปฏิทิน หรือการลงทุน
, approximately a 31 percent growth from 5,079 billion baht at the end of 2006. The outstanding value of the debt securities at year end amounted to 4,886 billion baht or a 20 percent rise from 4,085 billion baht
Structure Investment Management Supervision Dept. 44 staff Broker-Dealer Supervision Dept. 43 staff Investment Advisor Supervision Dept. 32 staff Research Dept. 26 staff Corporate Affairs Dept. 24 staff