According to the SEC’s public hearing in the fourth quarter of 2022, the majority of respondents expressed support for the proposed principles and draft regulations, and some also suggested that the
with fair treatment and transparency, and increase flexibility for management of member contribution. Most respondents agreed with the proposed amendments and suggested further details for the
investment decision making. Regarding the custody of client assets, the SEC suggested that securities companies adopt tighter measures, especially for the custody of client assets in the long-time inactive
capital market auditors. Most respondents agreed with the proposal, viewing that a minimum of four auditors was appropriate. Additionally, they suggested that the SEC give audit firms a suitable timeframe
of rules monitoring listed companies. Meanwhile, investors are suggested to consider several factors in making investment decision in listed companies. The third study on purchase of shares by persons
registration statement neither represents that the Securities and Exchange Commission, the Capital Market Supervisory Board or the Office of Securities and Exchange Commission have suggested investment in the
responding and counterclaiming for damages in the amount by Baht 106. 3 million, including the interest, on the ground of the breach of contract against the Company. The Company’ s lawyer suggested that the
lawyer suggested that the Company had not breached the above memorandum, and the Company’s management concurred that the case would be ruled in the favour of the Company. Consequencely, the Company has not
Company. The Company’s lawyer suggested that the Company had not breached the above memorandum, and the Company’s management concurred that the case would be ruled in the favour of the Company
Exchange Commission have suggested investment in the offered units of the CIS; nor contain any assurance in relation to the value or returns on the offered units of the CIS; nor shall certify the accuracy