newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement

percent of the NAV at daily closing. This liquidity boosting option is valid until 30 April 2020, as part of the key measures to help asset management companies manage the assets under management more

Terephthalic Acid (PTA). INBV had entered into a Call Option Agreement with PTIRS on 30 November 2011 to have a one-time call option to purchase all shares held by PTIRS in PT. Indorama Petrochemicals within 31

. ____________________ *   The execution of trading orders of capital market products based on an automated program that runs product selection and trading placement without interference from any factors and according

made falsifying document deceiving this clients that the orders had been executed and claimed that the Automated Trading System (ATS) faced problems. He also deceived his clients to withdraw their

processed. Instead, he falsified documents to deceive the clients that their orders had been executed.  He also deceived the clients that the Automated Trading System (ATS) failed to function and thus asked

in many markets."The SEC believes that continual capacity building of human resources in the securities industry is vital to the health of our capital market and the economy.  Although automated

in many markets.The SEC believes that continual capacity building of human resources in the securities industry is vital to the health of our capital market and the economy.  Although automated program

in the network in https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8311 SEC launches automated capital market information service for business facilitation in the digital age SEC Deputy Secretary

ในโครงการ การเข้ารับประกันในลักษณะดังกล่าวเปรียบเสมือนการเขียน put option จึงเข้าข่ายเป็นการทำธุรกรรมอนุพันธ์นอกตลาดหลักทรัพย์ที่ต้องยื่นขออนุญาตต่อสำนักงานตามประกาศข้างต้น 2. บริษัทหลัก