Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual
Authority (ACRA), and Thailand?s Securities and Exchange Commission (SEC), the meeting also saw a wider participation by regulators from Cambodia, Hong Kong, Indonesia, Laos and Philippines. Joining the
Authority (ACRA), and Thailand?s Securities and Exchange Commission (SEC), the meeting also saw a wider participation by regulators from Cambodia, Hong Kong, Indonesia, Laos and Philippines. Joining the
Re: Guidelines for the Book Building and the Determination of Offering Price to Public and Individual (No. 2)
representatives from 6 ASEAN countries and Hong Kong. Besides the AARG members comprising Malaysia?s AOB, Singapore?s Accounting and Corporate Regulatory Authority (ACRA), and Thailand?s Securities and Exchange
designated partner with the required authority and resources and take responsibility for the adequacy of firm’s procedures? 4 For firms without designated Quality Control partner, do the principals meet
performs monitoring function? 2 Does the firm have a partner or manager level individual who is responsible for its monitoring process? If yes, Does the responsible person have sufficient and appropriate
Public Limited Companies Act by holding a shareholders meeting as soon as possible to select new directors and fill vacant positions.In a letter to all individual IFEC directors whose name appear on the
system of quality management (SOQM)? If yes, Does the firm leadership provide the designated partner with the required authority and resources and take responsibility for the adequacy of firm’s response
the firm have a partner or manager level individual who is responsible for its monitoring process? If yes, does the responsible person have sufficient and appropriate experience, authority, and time