provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering
as an attractive venue for local and regional fund mobilization by streamlining the securities offering and ongoing process which includes pre-fundraising screening, effective trading monitoring system
statements every six months, from once a year, (4) improving the characteristics of the summary of important information of bonds, which are called “factsheets”, to become more precise, concise, attractive
market to become even more attractive to global investors is, of course, among the SEC?s priority. One way to support the said development is to ensure that our capital market can also serve as a fund
possibility of offering the services. These securities firms can provide advice on attractive digital assets for investment to customers and invest https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8253 SEC
with SEC the possibility of offering the services. These securities firms can provide advice on attractive digital assets for investment to customers and invest https://www.sec.or.th/EN/Pages