form such as “abcdef” “aaaaaa” “123456” etc.. ▪ determining the password related to name , surname, date moth or year of birth, address etc.. ▪ determining the password in a manner of the word in the
) Shareholder equity in amount of……………….….………….…Baht 2. Information of prohibited characteristics: 2.1 Up to present; (1) Is a person whose name is on the black list or the list of persons whom the Stock Exchange
. Information of prohibited characteristics: 2.1 Up to present; (1) Is a person whose name is on the black list or the list of persons whom the Stock Exchange of Thailand considered not appropriated to be
Translation (Translation) PAGE (Translation) -2- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC
. (Translation) -4- Clause 11. A securities company shall proceed as necessary for clients to obtain rights and benefits arising from securities or any instruments in the custody of securities company, or the
to be a derivatives business operator in the category of derivatives dealer by a juristic person established under foreign law. 1. Personal Information of the applicant: 1.1 Name of applicant
. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission (Translation) Form 16-4 The office of Securities and Exchange Commission Form of Registration to be a
or person who is proposed to be an executive or person with power of control of a company or subsidiary: O yes (please specify in detail) name……………………relationship……………………... O being an executive of the
incompetent person or a quasi incompetent person: O yes O no 6.12 Being a person whose name is under the list of persons whom the Stock Exchange of Thailand is of the opinion that are not appropriate to be
Translation (Translation) - 1 - Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot