and provide data for systemic risk management. The data must be kept for at least five years from the transaction date; 2. A derivatives broker may become a debtor by judgment or a
Office of the Securities and Exchange Commission. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its agent or as the
. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its agent or as the lender or its agent , do so with an understanding
” means the Office of the Securities and Exchange Commission. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its
enters into an agreement to borrow securities from a securities company for making a short sale, but excluding a securities borrower being an institutional client; 1 Repealed and amended by the
significantly alter the returns and risks of the fund, for example, the calculation and announcement of asset value, unit value, subscription and redemption prices. The consultation paper can be
the debt owed by Mr. Suthat Suklert, who had agreed to take on the debt for Mr. Sutin Jaitham and Ms. Charuwan Bhusanabhibankup, to mislead the company's auditor into believing that the debtor
owed by Mr. Suthat Suklert, who had agreed to take on the debt for Mr. Sutin Jaitham and Ms. Charuwan Bhusanabhibankup, to mislead the company's auditor into believing that the debtor owing the
the debtor owing the outstanding balance of fuel charge worth 53.62 million baht was capable of debt repayment to the company before the auditor signed off the disclosure of the annual financial
the debtor owing the outstanding balance of fuel charge worth 53.62 million baht was capable of debt repayment to the company before the auditor signed off the disclosure of the annual financial