) operating system for communications and services shall comply with the regulations under Chapter 1/1; (2) compilation and assessment of client information shall comply with the regulations under Chapter 2; (3
completion (the extension is included) 2. Involved Parties Contractor : the contractor will be selected and signing the contract after finishing the compilation of building construction blueprints. There is no
finishing the compilation of building construction blueprints. There is no relationship between the contractor and the Company or not connected persons as defined under the Notification of the Capital Market
services relating to capital market products . Division 1 Compilation and assessment of client information _____________________________ Clause 30 An intermediary shall compile and assess a client ’s
. Char NMG S ale of Land uyer eller elationshi acteristics o tructure bef (2) buyer w as parti Compa between Compa (if any) and structu The winning NMG (1) ordinary (2) buyer w as parti Compa between Compa
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
and means as determined by the intermediary , that they are assigned by the intermediary to provide services relating to capital market products . Division 1 Compilation and Assessment of Client