Facebook page ชื่อ Make a profit from stocks : Unlicensed securities and derivatives business (Disclosure Date : 12/06/2024)
of seeking the SEC?s approval.On February 1, 2013, the SEC issued a letter informing the DSI of the details of BTSGIF having investment policy to purchase the future net farebox revenue generated from
securities products to the public without official permission from SEC. Investors are warned not to believe the advertised projects when approached to enter into investment contracts with Ronghui in the
the SEC Office at least 10 working days before the intended effective date of such rule, along with a brief report on comments from the stakeholders (if any). The types of rule that can rely on this
Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
that possesses the characteristics of an investment company. The amended regulations in this matter have been published in the Government Gazette and have taken effect as from 1 January 2024
juristic persons. The legal actions resulted from the investigation partially completed while other additional issues were under the SEC?s probe. As the SEC investigation on such additional issues related to
from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online