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. However, Surin did not agree to comply with the civil sanctions. Later, on 26 December 2018, the public prosecutor filed a lawsuit against Surin with the Civil Court, as requested by SEC, in order for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8740

The Appeal Court sentences the offender in the case of IFEC insider trading to the highest legal penalty

December 2018, the public prosecutor filed a lawsuit against Suphanan with the Civil Court in the Black Case No. Por. 7633/2561. On 12 November 2019, the Civil Court dismissed the case in the Red Case No

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8729

Initial Product Offering System (IPOS)

Initial Product Offering System (IPOS) Please wait... ระบบออกและเสนอขายหลักทรัพย์ Initial Product Offering System ( IPOS ) โปรดระบุข้อมูลด้านล่าง (Please fill in information below) ประเทศที่

https://market.sec.or.th/IPOS/Authen/Login.aspx

SEC requests the public prosecutor to bring the case to the Civil Court against 40 offenders involved in AJD price manipulation and reports the case to AMLO

to bring the case against all offenders for the Civil Court to impose the highest civil sanction allowed by law in the form of civil penalty at the total amount of 2,303,065,651.33 million baht.The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7385

SEC requests the public prosecutor to bring the case to the Civil Court against a person for PICO price manipulation and reports the case to AMLO

According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8582

Criminal Court orders extension of the asset attachment period imposed on nine entities under the criminal complaint in the STARK case

of their assets. The SEC, therefore, filed the petition with the Criminal Court for consideration of the extension of the asset attachment period, involving nine entities, namely: the entities from

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10394

SEC public hearing on proposed principles and draft regulations for offering of newly issued securities by listed company under rehabilitation plan approved by the Central Bankruptcy Court

In the current context of business rehabilitation, there is a more diverse range of guidelines for restructuring debts or funds of Rehabilitation Listed Company. Therefore, to ensure that the regulations for offering for sale of newly issued securities align with the current restructuring frameworks and that the rehabilitaion process is flexible and expedited, with disclosure criteria and appropriate investor protection measures in place according to the investor types, the SEC is proposing to a...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10485

SEC public hearing on proposed principles and draft regulations on approval of newly issued securities by listed company under rehabilitation plan approved by the Central Bankruptcy Court

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=970

External User Accounts Management System (EXAM)

External User Accounts Management System (EXAM) ระบบบริหารจัดการบัญชีผู้ใช้งานบุคคลภายนอก External User Accounts Management System (EXAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below

https://market.sec.or.th/EXAM/EXAMLogin.ASPX?r=EXAMChangePassword

Online Fund Approval and Management System (OFAM)

Online Fund Approval and Management System (OFAM) ระบบอนุมัติจัดตั้งและจัดการกองทุน Online Fund Approval and Management System (OFAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below

https://market.sec.or.th/ofam/OFAMLogin.aspx