="text-decoration: underline;">(selling agent)ตามที่สำนักงานได้ออกประกาศสำนักงานที่ สธ. 1/2552 เรื่อง หลักเกณฑ์สำหรับตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้าในการใช้บริการด้านผู้ติดต่อกับ
e-service Online Submission See canceled document Derivatives Agent >> Conflict of interest Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market
Printable Format - Laws and Regulations Derivatives Agent |- Definitions (Section 3) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS operating
Regulations relating to Conflict of Interest with Real Estate Investment Trust
แบบรายงานการปฏิบัติหน้าที่ของผู้แนะนำรายชื่อลูกค้า (introducing broker agent) ของผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล
collect information in a way that does not directly identify anyone. For more information on how these cookies work, please see our Cookies page. Save and Close Derivatives Agent |- Definitions (Section 3
Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
securities investments; “investment advisory agent” means a natural person other than director or officer of the investment advisory company, appointed by the investment advisory company to be an advisory
regulatory association approved by the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; “Marketing agent of fund manager