his clients? securities buying and money transfers between the lenders and the borrowers. In addition, being on such suspension while holding the executive position of branch manager of Trinity

Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for selling and buying

of securities business, thus violating the Regulations of the Stock Exchange of Thailand Re: Rules and Procedures for Charging Brokerage or Agent?s Fees for the Buying or Selling of Listed Securities

Sanction Miss Sirin Trakoolwong Buying or selling securities beyond clients? orders without authorization causing damages to such clients

dated December 21,2000 Buying and selling securities using client 's account without client ' s order One-year probation starting August 31

AIA Company Limited AIA Company Limited , an intermediary provides services for selling and buying investment units through omnibus account, has to govern the service under the provisions being

the displayed buying and selling prices of order book do not align with the actual market prices, causing the coin prices displayed in the order book was inaccurately. DAB Act S.94 Settlement

Miss Keerarat Viphosupan help Mr. Yinganan to buy and sell SSPF securities by offer money transaction in buying and transfer the money which her receives from selling this securities for Mr. Yinganan

transaction size at the maximum of 1.67 percent if it is calculated by several criteria. It is thus not considered asset acquiring transaction which is not significant transaction that is required to be

per shares Baht 9.645 Total Buying price : 72.34 Million Baht Proportion of holding shares in WPS Before buying shares : 84.50% After buying shares in this time : 99.50% 4. The shareholding structure