President and Chief Executive Officer of Bangkok First Investment & Trust Public Company Limited (BFIT), solicited the other person to purchase BSEC shares between December 23, 2010 and January 6, 2011
. Supoj Lertluthaporn and Mrs. Boonsom Lertluthaporn to purchase ordinary shares of RASA on April 11, 2014 SEC Act S.241 Settlement Committee Meeting No. 8/2016 Settlement Committee Order No. 68/2016
normal market conditions. Additionally, he continuously traded YCI shared to lure the general public to purchase or sell such shares which resulted in the purchase or sale of YCI shares not consistent with
traded YCI shared to lure the general public to purchase or sell such shares which resulted in the purchase or sale of YCI shares not consistent with the normal market conditions. SEC Act S.243(1
and the changes to such holding [From 59] purchase EGCO securities from Anya’s spouse on August 28, 2020 and on September 18, 2020. However, Mr. Anya prepare and disclose a report [From 59] to the SEC
securities and the changes to such holding [From 59] Purchase and sell CPN securities by himself and from Lertvit’s spouse on December 2, 2021 and During September 12, 2022 to March 2, 2023. However
client's order and not taping investment advices and client's order. Following a report on client?s complaint filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A} sent