certificates can only be discovered when deposited into Thailand Securities Depository Co., Ltd. (TSD)?s system. The problem is an urgent issue which the SEC and TSD are discussing to find the solution. One
Bangkok, August 10, 2009 ? The SEC urges investors to use discretion in using unverified news information, especially the one claimed to be from news sources, since it is likely to be untrue. With
carefully supervise their investment consultants to provide investment advice to their clients based on securities? fundamental factors. The investment consultants are also required to remind investors to
Plain Investment Consultant
suspended the approval for {A} as an investment consultant for complex instruments type 1** for nine months and 22 days, effective from 22 April 2020. Investors are strongly advised to be cautious and
contributions to social and environmental issues and in their SEC’s 56-1 One Report Disclosures.The SDG Impact Standards are voluntary internal management standards designed to help businesses and investors embed
trust issued by foreign ETF . “ underlying shares of ETF ” means shares which are registered as listed securities in the Stock Exchange of Thailand or foreign exchange, as the case may be, which are in a
exchange, as the case may be, which are in a list of asset that an investor would be able to exchange with ETF units according to the requirements of such ETF. “exchanging in-kind” means entering into the