Level 1 examination of Chartered Financial Analyst (CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent examinations approved by the Office and having work experience in
submission of the application. (b) Possessing qualifications and work experiences as follows: 1. Having passed the level 1 examination of Chartered Financial Analyst (CFA) or Certified Investment and
submission of the application. (b) Possessing qualifications and work experiences as follows: 1. Having passed the level 1 examination of Chartered Financial Analyst (CFA) or Certified Investment and
standards within two years prior to the date of submission of the application. (b) Possessing qualifications and work experiences as follows: 1. Having passed the level 1 examination of Chartered Financial
) examination, or the Certified Financial Planner (CFP) program. − ✓ Except those having passed CISA Level 1 or higher. − Only those having passed CFP current curriculum2 must attend a derivatives training course
member upon termination of membership (1) Examination of information for payment (a) Having adequate and correct information for the payment as prescribed in the fund’s article and for items which require
agreements made between the management company and the fund committee 1.2.3 Payment to the member upon termination of membership (1) Examination of information for payment Page 18 of 32 (Unofficial Translation
technology systems in the following matters: (1) business continuity management, as detailed in Part 1; (2) review, monitoring, and examination of computer systems relating to trading services with respect to
detailed in Part 1; (2) review, monitoring, and examination of computer systems relating to clearing and settlement services with respect to derivatives, as detailed in Part 2; (3) reporting on material
53 2 1 1 2 3 4 5 6 Executive Officers 1. Mr. Vasant Thienhom Senior Assistant Secretary-General 2. Mr. Saengsiri Sirisansneeyawongse Director, Finance and Administration Department 3. Mrs. Duangjai