derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other service providers relating to derivatives as specified in the notification of the SEC
Provident Fund Act B.E 2530 (1987) as amended The Trust for Transactions in Capital Market Act B.E. 2550 (2007) as amended Emergency Decree on Special Purpose Juristic Persons for Securitization B.E. 2540
15 The following provision shall be added as Section 124/1 of the Securities and Exchange Act B.E. 2535: “SECTION 124/1 For the management of a mutual fund, a securities company shall proceed with
/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf act-pvd2007-no3.pdf whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c) damages or interest paid by
/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf act-pvd2007-no3.pdf whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c) damages or interest paid by
. SECTION 3. The definition “private fund management” in Section 4 of the Securities and Exchange Act B.E. 2535 shall be repealed and replaced with the following provision: “"private fund management" means
. SECTION 32 A trustee shall be prohibited to set off the obligation arising beyond the performance in trusteeship owed by the trustee to a third person against the obligation arising from the management of
to the rules specified in the notification of the SEC Office. SECTION 32 A trustee shall be prohibited to set off the obligation arising beyond the performance in trusteeship owed by the trustee to a
objection shall subject to the rules specified in the notification of the SEC Office. SECTION 32 A trustee shall be prohibited to set off the obligation arising beyond the performance in trusteeship owed by
Capital Market Supervisory Board. SECTION 89/12 A https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2008-no4.pdf PowerPoint Presentation . Supervision of Mutual Fund Management and Fund