derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other service providers relating to derivatives as specified in the notification of the SEC
derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other service providers relating to derivatives as specified in the notification of the SEC
15 The following provision shall be added as Section 124/1 of the Securities and Exchange Act B.E. 2535: “SECTION 124/1 For the management of a mutual fund, a securities company shall proceed with
/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf act-pvd2007-no3.pdf whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c) damages or interest paid by
/ActandRoyalEnactment/Act/act-derivatives2003-amended.pdf act-pvd2007-no3.pdf whose memberships have been terminated, and are determined by the fund’s articles to be an asset of the fund; (c) damages or interest paid by
. SECTION 3. The definition “private fund management” in Section 4 of the Securities and Exchange Act B.E. 2535 shall be repealed and replaced with the following provision: “"private fund management" means
. SECTION 32 A trustee shall be prohibited to set off the obligation arising beyond the performance in trusteeship owed by the trustee to a third person against the obligation arising from the management of
to the rules specified in the notification of the SEC Office. SECTION 32 A trustee shall be prohibited to set off the obligation arising beyond the performance in trusteeship owed by the trustee to a
objection shall subject to the rules specified in the notification of the SEC Office. SECTION 32 A trustee shall be prohibited to set off the obligation arising beyond the performance in trusteeship owed by
Capital Market Supervisory Board. SECTION 89/12 A https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2008-no4.pdf PowerPoint Presentation . Supervision of Mutual Fund Management and Fund