Facebook page “BDMS Trade กรุงเทพดุสิตเวชการ” impersonates “Bangkok Dusit Medical Services Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 26/08/2024)

Facebook page “BDMS Trading Market กรุงเทพดุสิตเวชการ” impersonates “Bangkok Dusit Medical Service Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 19/08/2024)

. The event took place at Centara Grand & Bangkok Convention Centre, Central World Bangkok on 29 November 2023. The Symposium featured a special talk on “The Future of the Thai Capital Market and Capital

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับสมาคมผู้ตรวจสอบและควบคุมระบบสารสนเทศ - ภาคพื้นกรุงเทพ จัดงานสัมมนาออนไลน์ในโครงการ Cyber Armor : The Professional Assessor for

Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed

Bangkok, May 9, 2014 ? The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers

Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account

Bangkok, March 16, 2015 ? The SEC suspended Napat Pipattaraauksorn, a capital investment consultant, for trading securities and derivatives on behalf of clients, failure to perform duties with

Bangkok, March 31, 2015 ?The SEC opened ?SEC Capital Market Knowledge Center,? with interactive multimedia to provide a comprehensive source of financial and investment information along with

Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of