investment consultant, the SEC received complaints from several clients of Bualuang Securities Public Company Limited and conducted further investigation which revealed that {A}, a capital market investment
supplying electricity and steam of the company can be enhanced by leveraging the expertise and technological advancement of both companies in order to respond to customers needs. • Increasing efficiency of
advancement to attract and retain staffs. - Establish organizational culture that would create bond between the firm and its personnel as well as develop working environment to harmoniously match the new
Bangkok, April 27, 2016 ? The SEC has revoked approval as securities investment consultant of three employees of AIA Co., Ltd., namely (1) Atcmima Pattanapinyokul, (2) Laddawan Preechasiriratna, and
Regulations SHARE : Detail Content Personnels Investment Consultant Fund Manager /Investment Analyst Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
Personnel Director & Executive - - - - - - Member of fund investment committee - - - - - - Fund manager - - - - - - Investment Planner - - - - - - Investment Consultant /1 - 6 12 - 4 10 Other Professionals
} and a capital market investment consultant, namely {D}.Following the report and further probed into the case by Globlex Securities Company Limited, it was found during the first investigation that {A
Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used
Mr. Narathip Lohawaroj Mr. Narathip Lohaweroj, an investment consultant of a securities company had cooperated with Mr. Thiti Tharasuk, an authorized director of Chart Master Co., Ltd., convinced