three offenders from performing duties as branch manager in the capital market business and suspended their approval as investment consultant and investment planner for four months each; {I}'s suspension
ก.ล.ต. โดยระบบ Prof. Link จะเป็นศูนย์กลางข้อมูลการอบรมของผู้ถือใบอนุญาต ซึ่งได้แก่ ผู้แนะนำการลงทุน (Investment Consultant: IC) ผู้วางแผนการลงทุน (Investment Planner: IP) และนักวิเคราะห์การลงทุน
consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset , (3) use of the client's trading account to trade
investment consultants consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset , (3) use of the client's
or investment consultant by virtue of Qualifications No. 6.6 − − − Remarks: 5 Limited to one person per one securities company only. 6 Application must be submitted within 60 days as from the
derivatives is required , except CFP new curriculum5 ✓ ✓ 4 Investment consultant of complex products Type 1. − − − ✓ ✓ 5 Approved or registered to perform similar duties to investment analyst on technical
consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset , (3) use of the client's trading account to trade
company and digital asset exchange; · approved persons e.g. investment consultant; · listed companies/ securities https://www.sec.or.th/EN/documents/aboutsec/complaint-form-general-en.docx doc การเก็บรักษา
324,999,779.28 in negotiation process in acquiring such shares. The Company appointed the Sims Property Consultant Co., Ltd. (the “Sims https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201805
negotiation process in acquiring such shares. The Company appointed the Sims Property Consultant Co., Ltd. (the “Sims https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201805/18048497.pdf 18065402