or investment consultant by virtue of Qualifications No. 6.6 − − − Remarks: 5 Limited to one person per one securities company only. 6 Application must be submitted within 60 days as from the
derivatives is required , except CFP new curriculum5 ✓ ✓ 4 Investment consultant of complex products Type 1. − − − ✓ ✓ 5 Approved or registered to perform similar duties to investment analyst on technical
consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset , (3) use of the client's trading account to trade
company and digital asset exchange; · approved persons e.g. investment consultant; · listed companies/ securities https://www.sec.or.th/EN/documents/aboutsec/complaint-form-general-en.docx doc การเก็บรักษา
324,999,779.28 in negotiation process in acquiring such shares. The Company appointed the Sims Property Consultant Co., Ltd. (the “Sims https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201805
negotiation process in acquiring such shares. The Company appointed the Sims Property Consultant Co., Ltd. (the “Sims https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201805/18048497.pdf 18065402
could access information on investment by virtue of performing such duty, regardless by whichever name of position of such person is called. “investment consultant” means a person providing investment
Purchase Link VERANDA RESORT PUBLIC COMPANY LIMITED (VRANDA) Mr. PAWATT ONGVASITH Company held by reporter and related entities (VBK CONSULTANT COMPANY LIMITED) Common Share 24/01/2022 94,000 6.20 Purchase
. “investment consultant” means a person providing investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product
the actual charge will be subject to the employee’s headcount and actual expense. 7.1.3 Consultant Service transaction 1. Contract Date: January 1, 2019 - December 31, 2019 2. Partners of Contract