and provides services in relation to printing business Relationshi p (1) ordinary buyer who does not have any relationship with NMG or (2) buyer who is not considered a connected person of the NMG 2.4
; (6) having any information, caution, restriction, prohibition or risk in relation to the services; (7) arranging for the acknowledgement and acceptance of the client about conditions or limitation of
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
2. Inspection of work practices of the client relation unit 3. Inspection of the conflict of interest such as churning in investment unit. 4. Having a time control system in receiving purchase or
receipt and disbursement of money including relevant documents 1.6 Collection and delivery of financial and other relevant documents 2. Inspection of work practices of the client relation unit 3. Inspection
Company for conducting public utility business. The Company study for the business expansion in relation to the manufacturing and trading of palm oil for the production of biodiesel which is not the
relation to crude palm oil (CPOA) trading business for biodiesel and edible oil which is not the Company’s previous expertise, the Company considers that the Investor is specialized in this industry who