investment units, it could be advertised when an application for establishment and management of mutual fund has been submitted to the SEC Office. If the application has not been approved, the advertisement
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
the company. In this regard, a person who is independent from the unit responsible for voting should be appointed for the task and the examination report should be submitted to the board of directors of
examination report should be submitted to the board of directors of the management company. 4. Determination of the appropriate procedure for disclosure of voting guideline and the proceeding in the exercise of
submitted to the Revenue Department for income tax filing – rather than bank account statements – as a support document when applying for loan. Moreover, we 13 introduced a product offering a special credit
29 objectives, details are as prescribed in an attached BorMorJor.002 Form.” 10. Approve and acknowledged the resignation of Mr. Apichart Paphanpowong, the director of the Company which has submitted
.002 Form.” 10. Approve and acknowledged the resignation of Mr. Apichart Paphanpowong, the director of the Company which has submitted the resignation letter from his position as the director of the
director of the Company which has submitted the resignation letter from his position as the director of the Company, effective form June 12, 2018 onwards due to his personal reason. 11. Approved that the