บุคลากร (anti-money laundering officer)เพื่อทำหน้าที่ให้คำปรึกษา ติดตาม และตรวจสอบการปฏิบัติงานของบุคลากรและผู้ที่ได้รับมอบหมายให้ปฏิบัติงานให้แก่บริษัทหลักทรัพย์ เพื่อให้การ
) sanction already imposed on such auditor; (3) impact on or damage to relevant parties such as money market, capital market, the general public or any specific person; (4) any step taken thereafter to rectify
Risk- Taking in Household Portfolios", The Journal of Finance, Vol. *** No. 2, April 2014 Cole, Shawn, Paulson, Anna and Shastry, Gauri Kartini. "Smart Money? The Effect of Education on Financial
ETFs17. 3. The Hong Kong Covered Fund must not be money market funds, hedge funds, fund of hedge funds, structured funds, listed open-ended funds (also known as active ETFs) and closed-ended funds, in
arrangement Money Market Fund 2.1 of Division 2, Appendix 2 of Notification of the Capital Market Supervisory Board No. Tor Nor. 87/2558 Re: Investment of Funds X Capital Protected Fund 2.2 of Division 2
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
the land with notice of offer to purchase is to use the money gained from the sale to invest in building a new corporate office building on another plot of land totaling an area of 5- 0-22.6 rais
Offering: RO) or other suitable type, together with the financing from money market and/or issuing additional debenture. This long-term plan would result in an appropriate capital structure and financial