paragraph of Section 59 or Section 60; (3) obstructs or fails to give assistance to a beneficiary who inspects book of trust property under Section 47. SECTION 71 In cases where a trustee commits an offence
Fund for the following purposes: (1) to proceed in accordance with the objectives of the Fund; (2) to give financial support to the Securities Exchange by virtue of Section 218/6; (3) to pay for the
, the third paragraph of Section 41, the fifth paragraph of Section 53, Section 56, Section 58, the third paragraph or fourth paragraph of Section 59 or Section 60; (3) obstructs or fails to give
no futher consideration the related issue. 3. Appointment of Independent Financial Advisor (IFA) to give the opinion on the acquisition of assets and also submits this opinion to Securities and
persons from whom they will be acquired and how the cost to the issuer is/or will be determined. 5. If the proceeds may or will be used to finance or refinance the acquisition of other businesses, give a
independent prudence or having other relationship in such a way as be unable to give independent opinion relating to the operation of a company: O yes (please specify in detail) O having relationship with the
in conflict in such a way as to obstruct independent prudence or having other relationship in such a way as be unable to give independent opinion relating to the operation of a company: O yes (please
in conflict in such a way as to obstruct independent prudence or having other relationship in such a way as be unable to give independent opinion relating to the operation of a company: O yes (please
consideration to prohibit duty performance, suspend or revoke an approval if any capital market personnel possess the third category of prohibited characteristics, or give opinions to the SEC Office on any
) management of information relating to clients’ assets . Clause 7 In undertaking custody of clients’ assets , a securities company shall proceed as follows: (1) give information and have its clients sign for