the Derivatives Act B.E. 2546 (2003). The SEC therefore filed criminal complaint against him with the ECD Police for further legal proceedings. Automatically, Parin is now barred from serving as
securities. Otherwise, the SEC will strictly pursue legal action against such wrongdoing as insider trading deteriorates investors? trust as well as confidence in the capital market.?
and prevent misuse of legal loopholes to offer services of unregulated businesses, which may cause damage to, or inappropriate services for, the public.The SEC will conduct a public hearing on the
regarding digital assets from the public through war room operation. This is an integration to streamline all work processes to ensure timely legal execution and prevention of damages to people particularly
public and private sectors including leading IT consulting firms and legal firms. Listed company executives and the interested public are welcome to attend the seminar (free admission) on 31 May 2017, from
complete information before making an investment decision.The revision includes (1) simplifying the language to be less technical in terms of legal and industry jargons, (2) enlarging the font for easier
therefore requested the public prosecutor in writing to file a lawsuit against Mr. Thanawat in the Civil Court, pressing for civil sanctions with the highest legal penalty consisting of a civil fine and the
At present, real estate investment trusts (REITs) and infrastructure trusts are asset trusts that only have the legal obligation to prepare and disclose information, but in practice such
private fund from being seized by legal process if asset management companies are in debt, SEC has proposed to revise the related regulations in order that the investors’s assets could be protected if