appropriate, reliable and efficient operating system to support an intermediary’s business continuously in order that [i] the intermediary would be able to provide services for the best interests of a client
Issued Shares (No. 3) dated 29 June 2017 (effective on 16 July 2017). 7 (b)4 the following financial statements of the applicant and its consolidated financial statements shall be correct, reliable and in
pass this test and strive forward to deliver material and measurable accomplishments. As the market regulator, the SEC shall proceed to secure investors' confidence, build efficient and reliable markets
นโยบายอย่างน้อยปีละ 1 ครั้ง และโดยไม่ชักช้าเมื่อมีเหตุการณ์ใด ๆ ซึ่งอาจส่งผลกระทบต่อการกำกับดูแลและบริหารจัดการ IT Risk อย่างมีนัยสำคัญ N/A Yes/Partial/No N/A N/A N/A N/A N/A 1 0 1 &"TH Sarabun New,Regular
) independent compliance unit with acceptable standards and reliable for inspecting the operation of the company; (e) standard and reliable system for data recording and reporting of information to the company’s
for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation of the company; (e) standard and reliable system for data
that is loss (c) efficient internal audit unit responsible for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation
, reliable forum for a wide variety of products and investment alternatives with reasonable risks and returns for the investing public. With the upcoming inauguration of the deposit insurance regulation, the
last year. We are witnessing a profound shift in communication between companies and shareholders—a shift to more regular, candid, behind-the-scenes conversations. We are also seeing investors exert more