: corporat@sec.or.th. The public hearing ends on 25 August 2017. _____________________________
are welcome to submit comments through the website, or facsimile at 0-2033-9660 or email: nattasasi@sec.or.th or rangrong@sec.or.th. The public hearing ends on 19 September 2017.
welcome to submit comments through the website, or facsimile at 0-2263-6099 or email: napaporn@sec.or.th. The public hearing ends on May 23, 2016.
and a fine from 200,000 to 500,000 baht, plus a daily fine of 10,000 baht until the period of violation ends. The SEC, therefore, filed a criminal complaint against Mr. Malpas with the ECD Police for
as an investment consultant for complex products type 1** for a period of two years, five months and seven days, effective from 17 March 2021. However, since her approval period ends on 31 March 2021
the request together with accurate and complete evidentiary documentation to the SEC Office before the submission period ends. If the SEC Office views that the request for the waiver is reasonable and
public hearing ends on 12 December 2024. Remark: * A standard portfolio private fund is a private fund in which the asset management company publicly establishes a pre-defined investment policy and key
=. Stakeholders and interested parties are welcome to submit comments and suggestions via the websites or email: anoma@sec.or.th, kodchawan@sec.or.th or sirinad@sec.or.th. The public hearing ends on 20 November
email: nathiya@sec.or.th or witchulada@sec.or.th. The public hearing ends on 25 January 2025.
parties are welcome to submit comments and suggestions via the SEC website or email: debt@sec.or.th. The public hearing ends on 13 January 2025. Remark: * Plain vanilla instruments exclude Basel III